Katherine Marie Espinosa

Employer firm

Missionsquare Wealth Management CRD 23189

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2018 → 04/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Irvine, CA
• 10/2017 → 02/2018
  Keystone Pacific Property Management
  Irvine, CA
• 06/2011 → 10/2017
  Nisson Family
  Santa Ana, CA
• 05/2022 → Present
  Missionsquare Investment Services
  Washington, DC

Previous Registrations

• 2022-05-06 → 2026-03-16
  Missionsquare Retirement
  Corona Del Mar, CA
  Washington, DC
  Santa Ana, CA
  Corona Del Mar, CA
• 2019-01-15 → 2022-04-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Irvine, CA
  New York, NY

Other Businesses

Name: Floral Parks Best. Non-investment related. Address: 2214 Heliotrope Drive, Santa Ana, CA 92706. Nature of business: Retail/online product sales: Sweatshirts, pajamas, accessories. Position: Co-Owner. Start Date: 11/03/2023. Number of hours per month devoted to other business: 20; during securities trading hours 0. Duties: Retail/online product sales.

Exams

• S66 Uniform Combined State Law Examination
  2019-01-14

Designations

• Certified Financial Planner

Other Names

• Katherine Espinosa