Katherine Marie Espinosa

Current Employers

Missionsquare Wealth Management

777 North Capitol Street, Ne, Washington, DC 20002 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-02-27

CA RA
APPROVED

Since 2026-02-27

Branch Locations

Murrieta, CA • United States

Corona Del Mar, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Irvine	CA	02/2018	04/2022
Keystone Pacific Property Management	Irvine	CA	10/2017	02/2018
Nisson Family	Santa Ana	CA	06/2011	10/2017
Missionsquare Investment Services	Washington	DC	05/2022	Present

02/2018 → 04/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Irvine, CA
10/2017 → 02/2018

Keystone Pacific Property Management

Irvine, CA
06/2011 → 10/2017

Nisson Family

Santa Ana, CA
05/2022 → Present

Missionsquare Investment Services

Washington, DC

Previous Registrations

2022-05-06 → 2026-03-16

Missionsquare Retirement

Corona Del Mar, CA

Washington, DC

Santa Ana, CA

Corona Del Mar, CA
2019-01-15 → 2022-04-25

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Irvine, CA

New York, NY

Other Businesses

Name: Floral Parks Best. Non-investment related. Address: 2214 Heliotrope Drive, Santa Ana, CA 92706. Nature of business: Retail/online product sales: Sweatshirts, pajamas, accessories. Position: Co-Owner. Start Date: 11/03/2023. Number of hours per month devoted to other business: 20; during securities trading hours 0. Duties: Retail/online product sales.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-01-14

S66 Uniform Combined State Law Examination

2019-01-14

Designations

Other Names

Katherine Espinosa

View on SEC IAPD