Joshua Snell

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2019-10-18

MA RA
APPROVED

Since 2019-10-18

Branch Locations

Hanover, MA • United States

275 Wyman Street, Ste. 400, Waltham, MA 02451 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lincoln	RI	02/2018	09/2019
Sherwin Williams	Norwood	MA	01/2012	11/2017
Unemployed	Taunton	MA	11/2017	01/2018
Commonwealth Financial Network	Waltham	MA	09/2019	Present

02/2018 → 09/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lincoln, RI
01/2012 → 11/2017

Sherwin Williams

Norwood, MA
11/2017 → 01/2018

Unemployed

Taunton, MA
09/2019 → Present

Commonwealth Financial Network

Waltham, MA

Previous Registrations

2018-06-11 → 2019-10-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Riverside, RI

Other Businesses

Customer Service Associate, Sherwin Williams, Located at 1410 Washington St., Hanover, MA 02339, as of 03/13/2021; 0% of time spent during business hours; Not Conducted at branch location; Not Investment related.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-06-08

S66 Uniform Combined State Law Examination

2018-06-08

View on SEC IAPD