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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2021-01-15 |
| TX | RA | APPROVED | 2021-01-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Edmond | OK | 12/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Edmond | OK | 11/2016 | 01/2021 |
| Morgan Stanley Smith Barney Llc | Oklahoma City | OK | 01/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 09/2021 | Present |
1. *424816 - Middle Mo Properties, LLC; Investment related - Yes; Cushing, Oklahoma; Real Estate; Manager (proprietor, partner, officer, director, employee, trustee, agent); 04/2014; During business hours: 0; After business hours: 1; Property Management 2. RENTAL PROPERTY; INV. RELATED; CUSHING, OK; START DATE 1/23/2015; 0 HRS PER MONTH. 3. RENTAL PROPERTY; INV RELATED; CUSHING, OK; 100% OWNERSHIP; START 8/2014; 0 HOURS PER MONTH, 0 DURING TRADING; OWNER. 4. *424829 - Colonial Barbershop; Investment related - Yes; Cushing; Oklahoma; Lending; lender (proprietor, partner, officer, director, employee, trustee, agent); 01/2015; During business hours: 0; After business hours: 0;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-08 |
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