Benjamin G Rosenblum

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2017 → 11/2018
  M Holdings Securities, Inc.
  Santa Monica, CA
• 06/2014 → 04/2018
  Bonhomie
  Los Angeles, CA
• 11/2018 → 02/2019
  Hilltop Securities
  Beverly Hills, CA
• 02/2019 → 03/2021
  Morgan Stanley
  Beverly Hills, CA
• 02/2019 → 03/2021
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 03/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
• 05/2021 → Present
  Bank Of America, N.A.
  Los Angeles, CA

Previous Registrations

• 2019-03-22 → 2021-04-06
  Morgan Stanley
  Beverly Hills, CA

Other Businesses

*406952 - BONHOMIE; Investment related - No; Santa Monica; California; Retail/Online Stores; Advisory consultant (proprietor, partner, officer, director, employee, trustee, agent); 08/2020; During business hours: 0; After business hours: 10; Advisory consulting

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-03-22
• S63 Uniform Securities Agent State Law Examination
  2018-09-24

Other Names

• Benjamin Rosenblum
• Benjamin Rosenblum
• Benjamin George Rosenblum