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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-01-14 |
| TX | RA | APPROVED | 2021-10-20 |
Branch Locations
2820 Bagnell Dam Blvd Suite A2, Lake Ozark, MO 65049 • United States
2021 S. Lindbergh Blvd. 3Rd Floor, Frontenac, MO 63131 • United States
701A West Buchanan Street, California, MO 65018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | California | MO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | California | MO | 11/2016 | 10/2021 |
| Stifel Nicolaus & Co Inc | California | MO | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-03 |
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