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Alexander Randolph

Citigroup Global Markets Inc.

O'FAllon, MO

Imperial, MO

Jacksonville, FL

CRD 6911900

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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2021-10-28
  • MO RA
    APPROVED
    Since 2021-10-28

Branch Locations

Citi Wealth Management, Service/Operations 1000 Technology Drive, 3Rd Fl, O'FAllon, MO 63368 • United States

Imperial, MO • United States

Citi Wealth Management, Nic 14000 Citi Cards Way, Building C2, Jacksonville, FL 32258 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Llc St Louis MO 05/2018 03/2020
Disys St Louis MO 02/2018 05/2018
Us Bank Laurie MO 06/2016 02/2017
Regions Bank Arnold MO 02/2017 02/2018
Regions Bank Alton IL 03/2020 03/2021
Citigroup O'FAllon MO 03/2021 Present
  • 05/2018 → 03/2020
    Wells Fargo Clearing Services Llc
    St Louis, MO
  • 02/2018 → 05/2018
    Disys
    St Louis, MO
  • 06/2016 → 02/2017
    Us Bank
    Laurie, MO
  • 02/2017 → 02/2018
    Regions Bank
    Arnold, MO
  • 03/2020 → 03/2021
    Regions Bank
    Alton, IL
  • 03/2021 → Present
    Citigroup
    O'FAllon, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-21
  • S66 Uniform Combined State Law Examination
    2018-04-21
Other Names
  • Alex James Randolph
  • Alex Randolph
  • Alexander James Randolph

View on SEC IAPD

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