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53 State Street 28Th Floor, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-02-09 |
Branch Locations
8540 Colonnade Center Drive, Raleigh, NC 27615 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-05-05 |
Branch Locations
128 Tryon St., Charlotte, NC 28202 • United States
8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-08-14 |
Branch Locations
128 S Tryon Street, Charlotte, NC 28202 • United States
8540 Colonnade Center Drive, Raleigh, NC 27615 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Bank | Charlotte | NC | 04/1998 | Present |
| First Citizens Investor Services | Raleigh | NC | 02/2017 | Present |
| First Citizens Asset Management | Raleigh | NC | 05/2021 | Present |
| Svb Wealth | Raleigh | NC | 02/2026 | Present |
1) First Citizens Asset Management; Nature of business is a Registered Investment Advisor; 4300 Six Forks Rd, Raleigh NC, 27609; Began 04/22/21; Officer / Director; 12 hours/month during trading hours. Investment Related; Duties are supervision of regional managers; Compensation is part of salary paid by FCIS. No direct compensation received from FCAM. Business is not a client of the Firm. 2) SVB WEALTH LLC POSITION: Manager NATURE: Board Position (including at a Non-profit) INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/23/2024 ADDRESS: 128 S Tryon St, Charlotte NC 28202, United States DESCRIPTION: SVB Wealth LLC is a wholly owned subsidiary of First Citizens Bank & Trust and an affiliate of First Citizens InvestorServices and First Citizens Asset Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-13 |
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