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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-08
TX RA APPROVED_RES 2024-12-01
NY RA APPROVED 2021-04-19
CT RA APPROVED 2018-10-26
  • CA RA
    APPROVED
    Since 2025-08-08
  • TX RA
    APPROVED_RES
    Since 2024-12-01
  • NY RA
    APPROVED
    Since 2021-04-19
  • CT RA
    APPROVED
    Since 2018-10-26

Branch Locations

1100-1800 American Blvd Investment Solutions Group, Pennington, NJ 08534 • United States

101 S Rodeo Dr, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated(7691) New York NY 06/2016 Present
  • 06/2016 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated(7691)
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-25
  • S66 Uniform Combined State Law Examination
    2018-10-25
Other Names
  • Megan Miller

View on SEC IAPD

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