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Michael Harris Rosendahl

Torrey Pines Financial, Inc.

San Diego, CA

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Current Employers
Torrey Pines Financial, Inc.

11440 West Bernardo Court Suite 300, San Diego, CA 92127 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-02-09
  • CA RA
    APPROVED
    Since 2018-02-09

Branch Locations

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frank E. Montes Financial Services, Inc. San Diego CA 02/2018 Present
Sun Life Financial Santa Monica CA 05/2014 Present
  • 02/2018 → Present
    Frank E. Montes Financial Services, Inc.
    San Diego, CA
  • 05/2014 → Present
    Sun Life Financial
    Santa Monica, CA
Other Businesses

Sun Life Financial, Sales Representative for insurance, started 05/2014 and approximately 50% of trading hours are spent on this activity.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-29
  • S65 Uniform Investment Adviser Law Examination
    2018-01-29
Other Names
  • Mickey Harris Rosendahl

View on SEC IAPD

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