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Kathy S Kuczenski

Truist Advisory Services, Inc.

Newton, NC

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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-05-05
  • NC RA
    APPROVED
    Since 2021-05-05

Branch Locations

12 N Main Ave Fl 1, Newton, NC 28658 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ced Lincolnton Lincolnton NC 11/2011 09/2016
Lincoln County Schools Lincolnton NC 10/2016 02/2018
Bbtis Newton NC 02/2018 02/2021
Truist Investment Services, Inc. Newton NC 02/2021 Present
Truist Advisory Services, Inc. Newton NC 02/2021 Present
  • 11/2011 → 09/2016
    Ced Lincolnton
    Lincolnton, NC
  • 10/2016 → 02/2018
    Lincoln County Schools
    Lincolnton, NC
  • 02/2018 → 02/2021
    Bbtis
    Newton, NC
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Newton, NC
  • 02/2021 → Present
    Truist Advisory Services, Inc.
    Newton, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-03
S63 Uniform Securities Agent State Law Examination 2018-05-24
  • S65 Uniform Investment Adviser Law Examination
    2021-05-03
  • S63 Uniform Securities Agent State Law Examination
    2018-05-24
Other Names
  • Kathy James

View on SEC IAPD

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OSAIC WEALTH, INC.
ALPHASTAR CAPITAL MANAGEMENT

Other Investors

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ANNE ABERNETHY
HENRY PHILLIP ABERNETHY WEPNER
TIM WEPNER
LISA STREET BAVERSO
Katie Booth Goforth
TIFFANY JO HART
DAVID CALDWELL BROWN

Other Offices

EDWARD JONES · Newton, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NEWTON, NC
TRUIST ADVISORY SERVICES, INC. · NEWTON, NC
EDWARD JONES · NEWTON, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · NEWTON, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · NEWTON, NC
EDWARD JONES · Newton, NC
THRIVENT INVESTMENT MANAGEMENT INC. · NEWTON, NC

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