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1375 Sw State Street, Ankeny, IA 50023 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United States Postal Service | Des Moines | IA | 12/2016 | 01/2018 |
| Game Ready | Ankeny | IA | 06/2015 | 01/2018 |
| Ankeny Golf & Country Club | Ankeny | IA | 05/2016 | 11/2018 |
| Axa Advisors, Llc | New York | NY | 06/2018 | 11/2018 |
| Sammons Retirement Solutions | West Des Moines | IA | 11/2018 | 01/2025 |
| Lincoln Savings Bank | Ankeny | IA | 02/2025 | Present |
| Lpl Financial Llc | Ankeny | IA | 02/2025 | Present |
1) 2025-02-04 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - LSB Wealth Management - Registered Investment Advisor DBA - Y - at reported business location(s) - 2025-01-27 - 160hrs/mth - 8hrs/mth during trading - 2) 2025-02-12 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - LSB Capital Management, Inc - Registered Investment Advisor Hybrid - Y - at reported business location(s) - 2025-01-27 - 160hrs/mth - 8hrs/mth during trading 3) 2026-05-07 - LSB Financial Services - Non-Variable Insurance - N - at reported business location(s) - 2026-04-30 - 20hrs/mth - 20hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-02-10 |
| S66 | Uniform Combined State Law Examination | 2018-07-16 |
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