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Nina Quinn Catherine Hoffmann

U.S. Bancorp Advisors, LLC

Cedarburg, WI

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-02-13
  • WI RA
    APPROVED
    Since 2026-02-13

Branch Locations

N61 W6312 Turner St, Cedarburg, WI 53012 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Cedarburg WI 02/2018 02/2026
U.S. Bank Cedarburg WI 04/2016 02/2026
U.S. Bancorp Advisors, Llc Cedarburg WI 02/2026 Present
Previous Registrations
Other Businesses

1) Pet sitting; not investment-related; Glendale, WI; Pet sitting/dog walking; 8/2/2018; 40 hours/month; 0 hours/trading; in home pet sitting/dog walking while they are on vacation, out of town, or gone for extended periods of time.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-05
  • S66 Uniform Combined State Law Examination
    2018-06-05

View on SEC IAPD

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