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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-05-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Montgomery Bank | Des Peres | MO | 06/2016 | 03/2017 |
| Unemployment | St. Louis | MO | 03/2017 | 04/2017 |
| United Community Bank | Qunicy | IL | 10/2017 | 02/2018 |
| Raymond James Financial Services, Inc | Mt. Sterling | IL | 02/2018 | Present |
| Mercantile Bank | Quincy | IL | 10/2017 | Present |
| Raymond James Financial Services Advisors Inc. | Quincy | IL | 05/2019 | Present |
| Richard A. Perritt Charitable Foundation | Quincy | IL | 05/2016 | 02/2018 |
| Quincy University | Quincy | IL | 01/2022 | 05/2022 |
| Mercantile Bank | Quincy | IL | 10/2017 | Present |
(1)Name of Business: Richard A. Perritt Charitable Foundation Address: 1810 Grove Avenue, Quincy, IL, 62301, United States Activity Type: Non profit Position/Title: Director Investment Related: Yes Start Date: 05/20/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Send out correspondence letters to organizations. Attend board meeting to discuss charitable donations.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-13 |
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