Neil Sidney Smith

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2018-09-10

SC RA
APPROVED

Since 2018-09-10

Branch Locations

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Greenville, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Greenville	SC	02/2018	Present
Nhl Network	Secaucus	NJ	08/2015	04/2018

02/2018 → Present

Ubs Financial Services Inc.

Greenville, SC
08/2015 → 04/2018

Nhl Network

Secaucus, NJ

Other Businesses

1) NHL Network / United States / 1 Network Plaza, / Secaucus / New Jersey / United States / 07094 / / No / Company / / Telecommunications / / Hockey programming / Active / Other / Broadcaster, analyst / On air television NHL analyst / 31 / No / No / No / No / Start Date 10/02/2017 / / Yes / 0 to 5 days a month / Yes / 37500 / No / No Yes / Secaucus, NJ, USA / No / / No / / To continue to have a presence in pro hockey. / No /// 2) VEGAS GOLDEN KNIGHTS, NHL / Other / SPORTS FRANCHISE / National Hockey League Franchise / Other / part time scout / scouting NHL teams /// 3) PAC-12 NETWORKTelevising PAC-12 College Sports / Hockey Analyst /// 4) ECHL / Other / ECHL minor professional hockey league / All Star Game / Minor professional hockey league / Other / Television broadcaster for ECHL All Star Game / Hockey Analyst

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-09-10

S66 Uniform Combined State Law Examination

2018-09-10

Other Names

Neil Smith

View on SEC IAPD