Andrew Reagan Shea

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2024-10-22
TX	RA	APPROVED	2024-10-22

TN RA
APPROVED

Since 2024-10-22
TX RA
APPROVED

Since 2024-10-22

Branch Locations

Franklin, TN • United States

155 Franklin Rd Ste 100, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Western Kentucky	Bowling Green	KY	08/2012	12/2017
Unemployed	Franklin	TN	01/2018	05/2018
Axa Advisors, Llc	New York	NY	05/2018	06/2020
Equitable Advisors, Llc	New York	NY	05/2018	09/2024
Principal Securities, Inc.	Franklin	TN	09/2024	Present
Principal Life Insurance Co	Franklin	TN	09/2024	Present

08/2012 → 12/2017

Western Kentucky

Bowling Green, KY
01/2018 → 05/2018

Unemployed

Franklin, TN
05/2018 → 06/2020

Axa Advisors, Llc

New York, NY
05/2018 → 09/2024

Equitable Advisors, Llc

New York, NY
09/2024 → Present

Principal Securities, Inc.

Franklin, TN
09/2024 → Present

Principal Life Insurance Co

Franklin, TN

Previous Registrations

2018-07-11 → 2024-10-22

Equitable Advisors, Llc

Franklin, TN

Franklin, TN

Franklin, TN

Franklin, TN

Other Businesses

INSURANCE POSITION: Broker/Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 03/14/2025 ADDRESS: 314 Holcombe Ln., Franklin TN 37064, United States DESCRIPTION: Sales and service of fixed life, fixed annuities, DI, LTC, P&C, health, and group benefits.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-06-28

S66 Uniform Combined State Law Examination

2018-06-28

Other Names

Andrew Shea
Andy Shea

View on SEC IAPD