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Anthony Edward Rodriguez

Raymond James & Associates, Inc.

Beverly Hills, CA

Pasadena, CA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-12
TX RA APPROVED_RES 2026-05-12
  • CA RA
    APPROVED
    Since 2026-05-12
  • TX RA
    APPROVED_RES
    Since 2026-05-12

Branch Locations

9595 Wilshire Blvd. Suite 801 And 200, Beverly Hills, CA 90212 • United States

301 N Lake Blvd Ste 1150, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Los Angeles CA 10/2016 10/2021
Wells Fargo Clearing Services Llc Los Angeles CA 02/2018 10/2021
La Grande Orange Cafe Pasadena CA 09/2016 10/2016
World Financial Group, Inc. Long Beach CA 10/2013 09/2016
City National Bank Los Angeles CA 10/2021 05/2026
City National Securities Los Anegles CA 10/2021 05/2026
Raymond James & Associates, Inc. Pasadena CA 05/2026 Present
  • 10/2016 → 10/2021
    Wells Fargo Bank Na
    Los Angeles, CA
  • 02/2018 → 10/2021
    Wells Fargo Clearing Services Llc
    Los Angeles, CA
  • 09/2016 → 10/2016
    La Grande Orange Cafe
    Pasadena, CA
  • 10/2013 → 09/2016
    World Financial Group, Inc.
    Long Beach, CA
  • 10/2021 → 05/2026
    City National Bank
    Los Angeles, CA
  • 10/2021 → 05/2026
    City National Securities
    Los Anegles, CA
  • 05/2026 → Present
    Raymond James & Associates, Inc.
    Pasadena, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-05
S63 Uniform Securities Agent State Law Examination 2018-04-12
  • S66 Uniform Combined State Law Examination
    2021-04-05
  • S63 Uniform Securities Agent State Law Examination
    2018-04-12
Other Names
  • Anthony Rodriguez
  • Anthony Edward Rodriguez
  • Anthony E Rodriguez

View on SEC IAPD

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