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Arjun Rawat

Edward Jones

San Ramon, CA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-06
CA RA APPROVED 2020-05-06
  • TX RA
    APPROVED
    Since 2021-10-06
  • CA RA
    APPROVED
    Since 2020-05-06

Branch Locations

3130 Crow Canyon Pl Suite 230, San Ramon, CA 94583 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Llc Danville CA 06/2015 07/2019
Merrill Lynch Pierce Fenner & Smith Inc Pleasanton CA 07/2019 12/2019
Bank Of America Na Pleasanton CA 08/2019 03/2020
Edward Jones St Louis MO 03/2020 Present
  • 06/2015 → 07/2019
    Wells Fargo Clearing Services Llc
    Danville, CA
  • 07/2019 → 12/2019
    Merrill Lynch Pierce Fenner & Smith Inc
    Pleasanton, CA
  • 08/2019 → 03/2020
    Bank Of America Na
    Pleasanton, CA
  • 03/2020 → Present
    Edward Jones
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-05
S63 Uniform Securities Agent State Law Examination 2018-06-11
  • S66 Uniform Combined State Law Examination
    2020-05-05
  • S63 Uniform Securities Agent State Law Examination
    2018-06-11

View on SEC IAPD

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Other Offices

BROOKER WEALTH MANAGEMENT · San Ramon, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · San Ramon, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · San Ramon, CA
EAGLE STRATEGIES LLC · SAN RAMON, CA
EAGLE STRATEGIES LLC · SAN RAMON, CA
EAGLE STRATEGIES LLC · SAN RAMON, CA
EAGLE STRATEGIES LLC · SAN RAMON, CA
INTEGRITY ALLIANCE, LLC. · San Ramon, CA

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