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Andy Perez- Sosa

Wells Fargo Clearing Services, LLC

Palm Beach, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-05-31
TX RA APPROVED 2022-05-09
CA RA APPROVED 2021-04-05
  • FL RA
    APPROVED
    Since 2022-05-31
  • TX RA
    APPROVED
    Since 2022-05-09
  • CA RA
    APPROVED
    Since 2021-04-05

Branch Locations

255 S County Rd Ste 100 [Vg-Rbo], Palm Beach, FL 33480 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Los Angeles CA 09/2013 Present
Wells Fargo Clearing Services Llc Los Angeles CA 02/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-05
S63 Uniform Securities Agent State Law Examination 2018-05-10
  • S66 Uniform Combined State Law Examination
    2021-04-05
  • S63 Uniform Securities Agent State Law Examination
    2018-05-10
Other Names
  • Andy Perezsosa

View on SEC IAPD

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NORTHERN TRUST SECURITIES, INC. · PALM BEACH, FL
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