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476 Rolling Ridge Drive Suite 315, State College, PA 16801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-09-29 |
| PA | RA | APPROVED | 2023-09-28 |
Branch Locations
3101 Emrick Blvd Ste 315, Bethlehem, PA 18020 • United States
1430 Us Highway 206, Ste 230, Bedminster, NJ 07921 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mfs Fund Distributors, Inc. | Boston | MA | 02/2018 | 09/2022 |
| Stanley Black And Decker Corporation | New Britain | CT | 12/2016 | 02/2017 |
| Powerzone Volleyball Center | Denville | NJ | 06/2017 | 07/2017 |
| Fairleigh Dickinson University | Madison | NJ | 08/2013 | 12/2017 |
| Morgan Stanley | Lawrenceville | NJ | 10/2022 | 09/2023 |
| Vicus Capital, Inc. | State College | PA | 10/2023 | Present |
| Marmaras And Smith, Llc | Bethlehem | PA | 10/2023 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 10/2023 | Present |
1.NAME OF OTHER BUSINESS: VICUS CAPITAL, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR START DATE: 10/2023 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER ADVISORY SERVICES TO MY CLIENTS IN MY CAPACITY AS AN ADVISOR. 2. NAME OF OTHER BUSINESS: MARMARAS AND SMITH, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 10/2023 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 2018-01-16 |
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