Brook Elizabeth Hutson

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2018-06-08

AL RA
APPROVED

Since 2018-06-08

Branch Locations

2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States

2999 Ross Clark, Dothan, AL 36301 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services,Llc.	Daleville	AL	02/2018	Present
Wells Fargo Bank Na	Daleville	AL	06/2016	Present

02/2018 → Present

Wells Fargo Clearing Services,Llc.

Daleville, AL
06/2016 → Present

Wells Fargo Bank Na

Daleville, AL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-06-04
S63	Uniform Securities Agent State Law Examination	2018-05-10

S65 Uniform Investment Adviser Law Examination

2018-06-04
S63 Uniform Securities Agent State Law Examination

2018-05-10

Other Names

Brook Elizabeth Kroenke

View on SEC IAPD