Colin Scot Cassady

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-06-07

CA RA
APPROVED

Since 2021-06-07

Branch Locations

1700 41St Ave, Capitola, CA 95010 • United States

50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank Na	Seal Beach	CA	06/2016	Present
Wells Fargo Clearing Services Llc	Seal Beach	CA	02/2018	Present

06/2016 → Present

Wells Fargo Bank Na

Seal Beach, CA
02/2018 → Present

Wells Fargo Clearing Services Llc

Seal Beach, CA

Other Businesses

COLIN CASSADY CAPTURES, NOT INVT RELATED, LONG BEACH, CA, 100% OWNERSHIP, START DATE 3/1/2023, 10 HRS PER MONTH, 0 HRS DURING TRADING, TAKE PHOTOS OF LIFE EVENTS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-06-07
S63	Uniform Securities Agent State Law Examination	2018-07-09

S66 Uniform Combined State Law Examination

2021-06-07
S63 Uniform Securities Agent State Law Examination

2018-07-09

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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Other Offices

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