Ka Wai Chan

Employer firm

Capital Client Group, Inc. CRD 6247

Reported services (Item 5G)

• RECOMMENDING AFFILIATE AS INVESTMENT ADVISER OF SMA ASSETS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → 11/2017
  American Beacon Advisors
  Irving, TX
• 06/2010 → 11/2017
  Foreside Distributors, Llc
  Portland, ME
• 01/2018 → 11/2018
  Unemployed
  Austin, TX
• 11/2018 → 04/2020
  American Funds
  San Antonio, TX
• 11/2017 → 12/2017
  Unemployed
  Marina Del Rey, CA
• 04/2020 → 01/2021
  American Funds
  San Antonio, TX
• 01/2021 → 02/2021
  American Funds
  San Antonio, TX
• 02/2021 → 06/2022
  American Funds
  Carmel, IN
• 06/2022 → 01/2025
  Capital Group / American Funds Distributors, Inc.
  Carmel, IN
• 01/2025 → Present
  Capital Group / Capital Client Group, Inc.
  San Antonio, TX

Previous Registrations

• 2010-11-01 → 2017-11-07
  American Beacon Advisors, Inc.
  Irving, TX
• 2010-01-01 → 2010-06-05
  Invesco Advisers, Inc.
  Atlanta, GA
• 2005-05-26 → 2010-01-01
  Invesco Aim Private Asset Management, Inc.
  Houston, TX

Exams

• S66 Uniform Combined State Law Examination
  1999-03-23

Other Names

• Susanna Chan
• Ka Wai Chan
• Susanna Ka Wai Chan
• Sue Chan