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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-06
CA RA APPROVED 2020-01-03
  • TX RA
    APPROVED
    Since 2020-01-06
  • CA RA
    APPROVED
    Since 2020-01-03

Branch Locations

2555-2595 W Chandler Blvd Ci Client Management, Chandler, AZ 85224 • United States

Gilbert, AZ • United States

1100-1800 American Blvd Ci Client Management, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 02/2018 Present
Bank Of America Chandler AZ 01/2011 02/2018
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-21
  • S66 Uniform Combined State Law Examination
    2019-12-21
Other Names
  • Torrie Wulf

View on SEC IAPD

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