Marc Charles Kesner

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 11/2017
  Scottrade, Inc.
  Dallas, TX
• 11/2017 → Present
  Fisher Investments
  Plano, TX

Previous Registrations

• 2017-01-27 → 2017-11-14
  Scottrade Investment Management
  Saint Louis, MO
• 2009-07-07 → 2016-09-07
  Td Ameritrade, Inc.
  Dallas, TX
  Plano, TX
• 2009-07-07 → 2016-09-07
  Td Ameritrade Investment Management, Llc
  Dallas, TX
  Plano, TX
• 2008-01-31 → 2009-06-22
  Charles Schwab & Co., Inc.
  Dallas, TX
• 2005-06-07 → 2008-01-23
  Td Ameritrade, Inc.
  Dallas, TX
  Dallas, TX
• 2006-05-15 → 2008-01-23
  Td Ameritrade Investment Management, Llc
  Dallas, TX
• 2002-10-01 → 2004-04-02
  Morgan Keegan & Company, Llc
  Dallas, TX
• 2001-08-30 → 2002-10-10
  Ubs Financial Services Inc.
  Dallas, TX

Exams

• S66 Uniform Combined State Law Examination
  2001-09-20
• S63 Uniform Securities Agent State Law Examination
  1998-09-01