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Alexander Dominguez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bala Cynwyd, PA

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-10
PA RA APPROVED 2022-10-03
  • TX RA
    APPROVED
    Since 2022-10-10
  • PA RA
    APPROVED
    Since 2022-10-03

Branch Locations

2 Bala Plz, Bala Cynwyd, PA 19004 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 02/2018 Present
At&T Atlanta GA 08/2017 12/2017
The Pennsylvania State University State College PA 08/2016 05/2017
Unemployed Flemington NJ 05/2017 08/2017
Unemployed Flemington NJ 11/2017 02/2018
  • 02/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pennington, NJ
  • 08/2017 → 12/2017
    At&T
    Atlanta, GA
  • 08/2016 → 05/2017
    The Pennsylvania State University
    State College, PA
  • 05/2017 → 08/2017
    Unemployed
    Flemington, NJ
  • 11/2017 → 02/2018
    Unemployed
    Flemington, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-08
S63 Uniform Securities Agent State Law Examination 2018-07-26
  • S65 Uniform Investment Adviser Law Examination
    2022-09-08
  • S63 Uniform Securities Agent State Law Examination
    2018-07-26

View on SEC IAPD

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