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Maria Del Carmen Diez Badell

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Miami, FL

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-06-07
  • FL RA
    APPROVED
    Since 2019-06-07

Branch Locations

701 Brickell Ave, Miami, FL 33131 • United States

One Bryant Park Pbig - New York, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 02/2018 Present
Amicorp Services Ltd Miami FL 11/2016 02/2018
Unemployed Miami FL 08/2016 10/2016
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-16
  • S66 Uniform Combined State Law Examination
    2019-04-16
Other Names
  • Maria Del Carmen Diez

View on SEC IAPD

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