Michael Glenn Griffin

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2005 → 01/2024
  Woodbury Financial Services, Inc
  Woodbury, MN
• 01/2024 → Present
  Osaic Wealth, Inc.
  Houston, TX

Previous Registrations

• 2005-08-23 → 2024-01-19
  Woodbury Financial Services, Inc.
  Houston, TX
  Houston, TX
• 2004-01-08 → 2005-09-07
  Invest Financial Corporation
  Houston, TX
• 2002-06-26 → 2004-01-20
  New England Securities
  Houston, TX

Other Businesses

1) SILVEROAK FINANCIAL GROUP LTD; NON INV REL; 10260 WESTHEIMER RD #210 HOUSTON, TX 77042; INS BROKERAGE; 49.5% OWNER; 3/1/2005; 40HR/MO; 40HR/MO; CO-OWNER. SILVEROAK IS THE DBA FOR FINANCIAL SERVICES ACTIVITIES. 2) SILVEROAK FINANCIAL GROUP LLC,9626 LONGMONT DR, HOUSTON TX 77063; 50% PARTNER; GENERAL PARTNER; 3/1/2005; 0HR/MO; 0HR/MO; GP FOR SILVEROAK FINANCIAL GROUP, LTD. 3) GRIFFIN PRIVATE INV. LLC; INV RELATED; VEHICLE TO POOL FUNDS WITH FAMILY FOR PASSIVE INVESTMENTS; VP; STARTED 4/1/05; 8 HRS/MTH WITH 1 DURING TRADING HRS. 4) HOUSTON-WEST CHAMBER OF COMMERCE POSITION: board member NATURE: chamber of commerce INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/01/2003 ADDRESS: 10375 Richmond Ave. Suite #26, Houston TX 77042, United States DESCRIPTION: Normal board duties such as attending meetings, discussion chamber status, voting on motions. 5) SMART PIPE BOARD OF DIRECTORS; NONINV RELATED; 6955 High Life Drive, Houston TX 77066; MANUFACTURES AND INSTALLS PIPELINE REHABILATION SOLUTIONS 1HR/MON; 1HR/MON; BOARD MEMBER 6) HOUSTON WESTSIDE PAC; MEMBER ; NATURE: POLITICAL ACTION COMMITTEE NON INVESTMENT RELATED: NO NUMBER OF HOURS: 2 INVESTMENT RELATED HOURS: 0 START DATE: 10/20/2013; PO BOX 421487, HOUSTON TX 77242-1487; SERVE AS A MEMBER OF THE PAC., PURPOSE IS TO RAISE AWARENESS OF LOCAL BUSINESS ISSUES CONCERNING WITH ELECTED OFFICIALS IN HOUSTON AND HARRIS COUNTY 7) GRIFFIN SPIRITS, LLC POSITION: Owner-operator NATURE: Single member LLC INVESTMENT RELATED: No HOURS: 20 SEC HOURS: 0 03/25/2014 3818 Emerald Branch Lane, Katy TX 77450, DESCRIPTION: Griffin Spirits, LLC owns specialty vodka products. My duties are to control the quality of the product, develop a distribution relationship, and build the brand 8) SWEDISH AMERICAN CHAMBER OF COMMERCE POSITION: Board member NATURE: Chamber of Commerce. INVESTMENT RELATED: No HOURS: 1 SEC HOURS: 0 06/01/2017 3730 Kirby Drive, Suite 805, Houston TX 77098, DESCRIPTION: Board member. Minimal duties, small chamber. 9) HCA WEST POSITION: Trustee NATURE: Community hospital INVESTMENT RELATED: No HOURS: 1 SEC HOURS: 1 02/06/2015 12141 Richmond Ave, Houston TX 77082, DESCRIPTION: Non-medical trustee. 10) GRIFFIN PRIVATE INVESTMENTS POSITION: VP NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2005 ADDRESS: 9626 Longmont, Houston TX 77063, United States DESCRIPTION: investor along with other family members for private equity deals in which we occasionally participate 11) SMARTPIPE TECHNOLOGIES POSITION: Board member NATURE: C Corp INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2005 ADDRESS: 6955 High Life Dr, Houston TX 77066, United States DESCRIPTION: Board member duties

Exams

• S66 Uniform Combined State Law Examination
  1999-03-01

Other Names

• Mike Griffin
• Michael Glenn Griffin