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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Advance Auto Parts | Ontario | NY | 06/2016 | 09/2018 |
| Keystone Automotive Operations | Exeter | PA | 09/2017 | 05/2019 |
| Northwestern Mutual | Fairport | NY | 03/2018 | 10/2018 |
| Key Private Bank | Rochester | NY | 06/2019 | 07/2021 |
| Stifel | Fairport | NY | 07/2021 | Present |
1. Rental Property; 512 Humboldt St, Rochester, NY 14610; Investment property; Owner; Maintenance & record keeping; 09/01/2022; 2 Hours per Month; Not during securities trading hours; Investment-Related. 2. Camp Ranch LLC; 3013 Daansen Rd Walworth, NY 14568; My wife and I have a historic barn that will be rented for private events; Member of the LLC; My wife handles everything besides book keeping; 09/01/2022; 2 hrs/week; Not during securities trading hours; Investment-Related 3. Rental Property; 3013 Daansen Rd Walworth, NY 14568; Rent 9 acres of property to a local farmer to grow crops; Property Owner; No responsibilities, farmer maintains field; 04/01/2025; 1 hour/year; Not during securities trading hours; Investment-Related 4. Rental Property; 3013 Daansen Rd Walworth, NY 14568; Renting a single family home we own; Homeowner/Landlord; Book keeping; 02/02/2026; 1hr/mth; Not during securities trading hours; Investment related 5. Notary Public New York Secretary of State; 99 Washington Avenue, 6th Floor Albany NY 12231; Notary Certification; 09/30/2021; 0 hrs/day; Not during security trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-24 |
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