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4295 San Felipe Suite 300, Houston, TX 77027 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-04-26 |
Branch Locations
4295 San Felipe Suite 300, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United Airlines | Chicago | IL | 03/2006 | Present |
| Symphony Financial, Ltd. Co. | Houston | TX | 03/2018 | Present |
1. the name of the other business: United Airlines; whether the business is investment-related: No; the address of the other business; Chicago, IL; the nature of the other business: Airlines; your position, title, or relationship with the other business: Pilot; the start date of your relationship: 03/2006; the approximate number of hours/month you devote to the other business: 40; the number of hours you devote to the other business during securities trading hours: 40; and briefly describe your duties relating to the other business: Airline pilot. || 2. the name of the other business: Results Broadcasting; whether the business is investment-related: No; the address of the other business: 1456 East Green Bay St. Shawano, WI 54166; the nature of the other business, your position, title, or relationship with the other business: Radio Broadcasting; the start date of your relationship: N/A; the approximate number of hours/month you devote to the other business: 0; the number of hours you devote to the other business during securities trading hours: 0; and briefly describe your duties relating to the other business: Family Business Partnership, Non- employee with ownership interest.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-04-04 |
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