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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-02-19
TX RA APPROVED_RES 2026-02-19
NE RA APPROVED 2022-08-05
  • LA RA
    APPROVED
    Since 2026-02-19
  • TX RA
    APPROVED_RES
    Since 2026-02-19
  • NE RA
    APPROVED
    Since 2022-08-05

Branch Locations

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Club Pilates Omaha NE 08/2018 03/2021
Td Ameritrade Omaha NE 02/2018 12/2022
National Electrical Contractors Association - Nebraska Chapter Omaha NE 09/2017 10/2018
Unemployed Omaha NE 06/2017 09/2017
Freedom Enterprises Llc (Scooter's Coffee) Omaha NE 09/2015 06/2017
Charles Schwab And Co., Inc. Omaha NE 12/2022 Present
  • 08/2018 → 03/2021
    Club Pilates
    Omaha, NE
  • 02/2018 → 12/2022
    Td Ameritrade
    Omaha, NE
  • 09/2017 → 10/2018
    National Electrical Contractors Association - Nebraska Chapter
    Omaha, NE
  • 06/2017 → 09/2017
    Unemployed
    Omaha, NE
  • 09/2015 → 06/2017
    Freedom Enterprises Llc (Scooter's Coffee)
    Omaha, NE
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Omaha, NE
Previous Registrations
  • 2019-07-22 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
  • 2019-07-23 → 2020-09-15
    Td Ameritrade Investment Management, Llc
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-19
  • S66 Uniform Combined State Law Examination
    2019-07-19
Other Names
  • Cortny Rose Surber

View on SEC IAPD

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