Best Investors Account Sign in

Mackenzie Dolan Somoza

Ubs Financial Services Inc.

Dallas, TX

Dallas, TX

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-05-20
  • TX RA
    APPROVED
    Since 2019-05-20

Branch Locations

100 Crescent Court Suite 400, Dallas, TX 75201 • United States

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs & Co. Llc Dallas TX 01/2018 04/2019
Ey Dallas TX 08/2016 12/2017
Ubs Dallas TX 04/2019 Present
  • 01/2018 → 04/2019
    Goldman Sachs & Co. Llc
    Dallas, TX
  • 08/2016 → 12/2017
    Ey
    Dallas, TX
  • 04/2019 → Present
    Ubs
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-20
S63 Uniform Securities Agent State Law Examination 2018-03-26
  • S66 Uniform Combined State Law Examination
    2019-05-20
  • S63 Uniform Securities Agent State Law Examination
    2018-03-26
Other Names
  • Mackenzie Dolan
  • Mackenzie Marie Dolan

View on SEC IAPD

Other Firms

RETIREMENT ADVISORS, LLC
7TH HARVEST INVESTMENTS
ADVISOR RESOURCE COUNCIL
PRIME SENTRY WEALTH MANAGEMENT LLC
OPENAIR FINANCIAL, LLC
GENEOS WEALTH MANAGEMENT, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
KESTRA ADVISORY SERVICES, LLC

Other Investors

MICHAEL CHARLES PERRY
Samuel James Perry
Michael Charles Perry
CHESTER ANDERSON
EARL JEFFERSON
THOMAS MARC YOUNG
RYAN YANCY MULLIN
Leonid Murashkovskiy

Other Offices

RETIREMENT ADVISORS, LLC · DALLAS, TX
7TH HARVEST INVESTMENTS · DALLAS, TX
ADVISOR RESOURCE COUNCIL · Dallas, TX
PRIME SENTRY WEALTH MANAGEMENT LLC · ADDISON, TX
OPENAIR FINANCIAL, LLC · Dallas, TX
GENEOS WEALTH MANAGEMENT, INC. · Addison, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Addison, TX
KESTRA ADVISORY SERVICES, LLC · ADDISON, TX

More in Dallas, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor