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Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Nationwide Investment Advisors, Llc

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-04-23
  • OH RA
    APPROVED
    Since 2022-04-23

Branch Locations

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 02/2018 Present
Cintas Indianapolis IN 08/2015 12/2017
Unemployed Indianapolis IN 12/2017 02/2018
Nationwide Investment Services Corporation Columbus OH 04/2022 Present
  • 02/2018 → Present
    St Louis, MO
  • 08/2015 → 12/2017
    Cintas
    Indianapolis, IN
  • 12/2017 → 02/2018
    Unemployed
    Indianapolis, IN
  • 04/2022 → Present
    Nationwide Investment Services Corporation
    Columbus, OH
Previous Registrations
  • 2018-08-24 → 2022-01-05
    Indianapolis, IN
    St Louis, MO
    Mccordsville, IN
    Fishers, IN
Other Businesses

--Position: Owner Company/Employer: Rental Property Location: 3507 Churchrock St., Gallup, NM 87301 Start Date: 07/07/2000 Hours Devoted Monthly: 2 Hours During Trading Hours: 0 Investment Related: No --Position: Operator Company/Employer: Indy Monster Garage Location: Indianapolis, IN Start Date: 02/26/2024 Hours Devoted Monthly: 3 Hours During Trading Hours: 0 Investment Related: No

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-23
  • S66 Uniform Combined State Law Examination
    2018-08-23
Other Names
  • Eric Peter Sonntag

View on SEC IAPD

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