Kevin William Horton

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-12-07
OR	RA	APPROVED	2019-05-17

TX RA
APPROVED

Since 2020-12-07
OR RA
APPROVED

Since 2019-05-17

Branch Locations

Springfield, OR • United States

2290 Oakmont Way, Eugene, OR 97401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Eugene	OR	09/2018	Present
Future Planning Systems, Inc.	Eugene	OR	01/2018	09/2018
United States Navy	Everett	WA	02/2013	02/2018

09/2018 → Present

Lpl Financial, Llc

Eugene, OR
01/2018 → 09/2018

Future Planning Systems, Inc.

Eugene, OR
02/2013 → 02/2018

United States Navy

Everett, WA

Other Businesses

1. 9/25/2018 - Future Planning Systems, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/17/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 04/10/2023 - No Business Name - Investment Related - Home Based - Real Estate Rental - Start Date 12/17/2022 - 2 Hours Per Month/ 1 Hours During Securities Trading. 3) 10/03/2025 - Parallel Group - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:09/19/2025 - 0 Hrs/Mth - 0 Hrs During Trading. 4) 10/06/2025 - Kevin Horton - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Home Based - Start Date:09/16/2025 - 0 Hrs/Mth - 0 Hrs During Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-05-15

S66 Uniform Combined State Law Examination

2019-05-15