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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2025-07-13 |
| GA | RA | APPROVED | 2024-12-05 |
| NC | RA | APPROVED | 2024-06-07 |
| MI | RA | APPROVED | 2024-04-29 |
| MA | RA | APPROVED | 2024-04-24 |
| IL | RA | APPROVED | 2024-03-07 |
| WI | RA | APPROVED | 2023-09-12 |
| OH | RA | APPROVED | 2023-08-31 |
| SC | RA | APPROVED | 2022-07-21 |
| FL | RA | APPROVED | 2022-05-10 |
| TX | RA | APPROVED | 2022-01-06 |
| NY | RA | APPROVED | 2021-04-16 |
| NJ | RA | APPROVED | 2020-10-28 |
| MD | RA | APPROVED | 2020-04-29 |
| IN | RA | APPROVED | 2020-04-13 |
| KY | RA | APPROVED | 2020-04-13 |
| PA | RA | APPROVED | 2020-04-13 |
| VA | RA | APPROVED | 2020-04-13 |
| CT | RA | APPROVED | 2020-03-31 |
Branch Locations
800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States
Norwalk, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company Of America | Rye Brook | NY | 01/2018 | Present |
| Kaufman Borgeest & Ryan Llp | Valhalla | NY | 09/2005 | 12/2017 |
| Park Avenue Securities | Rye Brook | NY | 01/2020 | Present |
| Guardian Life Insurance Company | Norwalk | CT | 06/2024 | Present |
| Park Avenue Securities | Norwalk | CT | 06/2024 | Present |
1. Attorney/Lawyer-I refer potential plaintiffs' personal injury plaintiffs to law firms, Start: 01/02/2017, Address: N/A, 0 hrs per month, Not investment related, 2. Co-Treasurer of Naramake PTA-My role on the Board as Co-Treasurer will be to pick up checks/cash collected at the school, make sure they are logged in, and bring them to the bank for deposit in the proper account. Start: 07/01/2020, Address: 16 King Street, Norwalk CT 06851, 4 bus hrs per month, Not investment related, 3) POA for Spouse's Legal Documents, Start: 11/22/2019, Address: 7 Folwell Rd, Norwalk CT, 06851, 0 total hours per month, Not investment related No annual compensation, 4) Insurance products other than those offered through Guardian and its subsidiaries, Start: 07/17/2023, Address: 7 Folwell Rd, Norwalk CT, 06851, 10 total hours per month; 10 during securities trading hours, Investment related Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-03-16 |
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