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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2018-06-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Zions Bank | Draper | UT | 11/1995 | Present |
| Lpl Financial Llc | Draper | UT | 02/2018 | Present |
1) 02/14/2018 - Zions Wealth Advisors - DBA for LPL Business (entity for LPL business)- inv rel - at reported business location(s) 2) 02/14/2018 - ZB, N.A. - Financial Institution Duty - inv rel - at at reported business location(s) - start: 11/1995 - 160 hr/mth 3) 02/14/2018 - Notary - state of Utah - inv - rel - start: 05/1996
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-07 |
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