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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-03-08
TX RA APPROVED 2024-03-08
  • NC RA
    APPROVED
    Since 2024-03-08
  • TX RA
    APPROVED
    Since 2024-03-08

Branch Locations

Lexington, NC • United States

380 Knollwood St. Suite 340, Winston Salem, NC 27103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Raleigh NC 01/2023 03/2024
Oracle Raleigh NC 10/2021 05/2022
Lenovo Raleigh NC 06/2019 10/2021
North Carolina State University Raleigh NC 08/2016 05/2019
Wells Fargo Advisors Raleigh NC 01/2018 08/2018
Unemployed Raleigh NC 05/2022 01/2023
Wells Fargo Advisors Financial Network, Llc Winston Salem NC 03/2024 Present
  • 01/2023 → 03/2024
    Raleigh, NC
  • 10/2021 → 05/2022
    Oracle
    Raleigh, NC
  • 06/2019 → 10/2021
    Lenovo
    Raleigh, NC
  • 08/2016 → 05/2019
    North Carolina State University
    Raleigh, NC
  • 01/2018 → 08/2018
    Wells Fargo Advisors
    Raleigh, NC
  • 05/2022 → 01/2023
    Unemployed
    Raleigh, NC
  • 03/2024 → Present
    Winston Salem, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-24
  • S66 Uniform Combined State Law Examination
    2023-05-24
Other Names
  • Mary Scott
  • Mary Thackerson
  • Mary R Scott
  • Mary R Scott Thackerson

View on SEC IAPD

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