Michael Son Ngo

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 12/2016
  Icoc
  Woodland Hills, CA
• 03/2016 → 08/2017
  Jack In The Box
  Woodland Hills, CA
• 06/2017 → 01/2018
  Aspire Fund
  Agoura Hills, CA
• 01/2018 → 04/2019
  Lpl
  Manhattan Beach, CA
• 03/2017 → 08/2018
  Auto Zone
  Simi Valley, CA
• 05/2015 → 05/2018
  Csun
  Northridge, CA
• 05/2019 → 04/2020
  American Funds
  Carmel, IN
• 04/2020 → 01/2021
  American Funds
  Carmel, IN
• 01/2021 → 10/2024
  American Funds
  Carmel, IN
• 10/2024 → 07/2025
  Capital Group / Capital Client Group, Inc.
  Carmel, IN
• 11/2025 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 11/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 07/2025 → 08/2025
  Self-Employed
  Justin, TX
• 09/2025 → Present
  Nola Leuthner
  Green Bay, WI

Previous Registrations

• 2019-05-23 → 2025-07-28
  Capital Client Group, Inc.
  Carmel, IN
  Noblesville, IN

Other Businesses

1) HOPE WOMEN EMPOWERMENT ORGANIZATION; WEST COVINA, CA; NON-INVESTMENT RELATED; BOARD MEMBER; SINCE 03/2023; 4 HRS/MO 2) NGO BROTHER CAPITAL LLC; SAME AS REGISTERED LOCATION; NON-INVESTMENT RELATED; PASSIVE INCOME FROM REAL ESTATE; MANAGE PROPERTIES; SINCE 09/2025; 4 HRS/MO 3) WEALTHTIP; SAME AS REGISTERED LOCATION; NON-INVESTMENT RELATED; PROVIDE OVERSIGHT AND ADMIN SUPPORT FOR TECHNOLOGY PLATFORM; ONLINE SEARCH PLATFORM; SINCE 09/2025; 20 HRS/MO

Exams

• S66 Uniform Combined State Law Examination
  2018-12-27