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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-06-10 |
| WA | RA | APPROVED | 2018-05-07 |
Branch Locations
401 N Kellogg St, Kennewick, WA 99336 • United States
999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States
101 E Yakima Ave, Yakima, WA 98901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Yakima | WA | 05/2016 | Present |
| Wells Fargo Clearing Services, Llc | Yakima | WA | 02/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-12 |
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