Sean Kyle O'COnnor

Employer firm

Serenity Investment Advisors CRD 307924

$514M regulatory AUM 4 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2018 → 02/2021
  Ameriprise Financial Services Inc
  New York, NY
• 07/2016 → 09/2017
  Citizens Community Federal Bank
  Eau Claire, WI
• 07/2016 → 09/2017
  University Of Wisconsin Eau Claire
  Eau Claire, WI
• 10/2017 → 02/2018
  Unemployed
  Stony Point, NY
• 03/2021 → 10/2024
  O'COnnor Wealth Planning Llc
  Thiells, NY
• 10/2024 → Present
  Serenity Investment Advisors
  Chicago, IL

Previous Registrations

• 2021-04-17 → 2024-11-01
  O'COnnor Wealth Planning Llc
  Salem, WI
  Pleasant Prairie, WI
• 2018-05-02 → 2021-02-23
  Ameriprise Financial Services, Llc
  New York, NY
  Saddle Brook, NJ

Other Businesses

Partner; Lisa A Spaay CPA LLC; Investment Related: No; Location: 23042 75th Street, Salem, WI 53168; Description of the business: Lisa Spaay is the owner of Lisa A Spaay CPA LLC. Lisa is a sole practitioner and she provides a variety of services including Income Tax Preparation for all types of businesses and individuals, IRS and State Audit Representation, Payroll Reporting, QuickBooks® setup, Business startup services, Monthly bookkeeping, and Financial statements preparation. ; Responsibilities Duties: My primary responsibility is to meet with clients, review their tax year data, and prepare their returns for Lisa's final review and filing.; Start date with business: 2021-02-01; Hours devoted to business during trading hours: 150; Percentage of total yearly compensation expected to be derived from the business: 15; LISA SPAAY CPA; TAX PREPARER; INVESTMENT RELATED: NO; 23042 75TH ST SALEM WI 53168 UNITE STATES; LISA SPAAY CPA IS AN ACCOUNTING FIRM THAT PRIMARILY ENGAGES IN TAX PREPARATION ACTIVITIES FOR INDIVIDUALS AND BUSINESSES. LISA SPAAY CPA ALSO PROVIDES PAYROLL AND BOOKKEEPING SERVICES.; START DATE: 2021-02-01; SEAN O'CONNOR'S PRIMARY DUTY IS TO ASSIST IN TAX PREPARATION DURING TAX SEASON. ALSO, OUTSIDE OF TAX SEASON SEAN ASSISTS WITH BOOKKEEPING.; HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: 30;HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 40; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 40;

Exams

• S66 Uniform Combined State Law Examination
  2018-05-01

Other Names

• Sean Kyle O'COnnor
• Sean Kyle Oconnor