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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-09-30
  • MO RA
    APPROVED
    Since 2022-09-30

Branch Locations

500 Maryville University Drive, St Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade St. Louis MO 02/2018 06/2024
Boogaloo Maplewood MO 11/2017 01/2020
Guido's Pizeria And Tapas St. Louis MO 07/2010 11/2017
The Little Bit Foundation St. Louis MO 03/2016 06/2017
Charles Schwab And Co., Inc. St. Louis MO 06/2024 Present
  • 02/2018 → 06/2024
    Td Ameritrade
    St. Louis, MO
  • 11/2017 → 01/2020
    Boogaloo
    Maplewood, MO
  • 07/2010 → 11/2017
    Guido's Pizeria And Tapas
    St. Louis, MO
  • 03/2016 → 06/2017
    The Little Bit Foundation
    St. Louis, MO
  • 06/2024 → Present
    Charles Schwab And Co., Inc.
    St. Louis, MO
Previous Registrations
  • 2019-11-15 → 2022-10-14
    Td Ameritrade, Inc.
    St. Louis, MO
  • 2019-11-15 → 2021-02-22
    Td Ameritrade Investment Management, Llc
    St. Louis, MO
Other Businesses

Name: Rental Property, Role/ Landlord, Type/ Rental Property, Start Date: 09/01/2019, Investment Related/ No, Address: 5537 Southwest Ave, St. Louis, MO 63139, Number of Hours/Mo: 5, Duties/ I will be managing the rental of a living space in my housing complex. ( 2) Tropical Liqueurs/ Bartender / Restaurant/Food Service/ pour drinks and make cocktails, clean up after guests, bartending/ St Louis, MO / Less than 20 hours per month/ Start date 09/16/2022. (3) Princivalli Monument Co/ Construction -Residence /Commercial/office/ job title Assistant/ Fenton, MO, Less than 20 per month/ Start date 09/14/2023

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-14
S63 Uniform Securities Agent State Law Examination 2018-05-15
  • S66 Uniform Combined State Law Examination
    2019-11-14
  • S63 Uniform Securities Agent State Law Examination
    2018-05-15

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