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David Wesley Williams

Morgan Stanley

Oakland, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-12-16
CA RA APPROVED 2018-05-25
  • TX RA
    APPROVED_RES
    Since 2021-12-16
  • CA RA
    APPROVED
    Since 2018-05-25

Branch Locations

1999 Harrison Street Suite 2200, Oakland, CA 94612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Oakland CA 01/2018 Present
Target Petaluma CA 06/2017 Present
Sonoma State University Rohnert Park CA 08/2013 12/2017
Morgan Stanley Private Bank, N.A. New York NY 07/2018 Present
  • 01/2018 → Present
    Morgan Stanley
    Oakland, CA
  • 06/2017 → Present
    Target
    Petaluma, CA
  • 08/2013 → 12/2017
    Sonoma State University
    Rohnert Park, CA
  • 07/2018 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-25
  • S66 Uniform Combined State Law Examination
    2018-05-25
Other Names
  • Wesley Williams
  • David W Williams

View on SEC IAPD

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AARON KURT PHILLIPS
WILLIAM STUART MONSTED
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Other Offices

INFINITY FINANCIAL SERVICES ADVISORY · OAKLAND, CA
CETERA INVESTMENT ADVISERS LLC · OAKLAND, CA
HOODOO · OAKLAND, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAKLAND, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Oakland, CA
FM CAPITAL GROUP · OAKLAND, CA
FULL SPECTRUM CAPITAL MANAGEMENT COMPANY, LLC · OAKLAND, CA
FINANCIAL AVENGERS, INC. · OAKLAND, CA

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