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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-12 |
| NC | RA | APPROVED | 2019-04-12 |
Branch Locations
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | San Francisco | CA | 04/2016 | Present |
| Wells Fargo Clearing Services Llc | San Francisco | CA | 01/2018 | Present |
SPONSLER PUZZLE BOOKS ; NOT INV RELATED; CHARLOTTE, NC; PUZZLE BOOK CREATION AND SALES;100% OWNERSHIP; START DATE: 08/26/2025; 10 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-12 |
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