Michael J Walthall

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → 02/2020
  Wells Fargo Bank Na
  Goochland, VA
• 01/2018 → 02/2020
  Wells Fargo Clearing Services, Llc
  Goochland, VA
• 03/2014 → 09/2016
  Acosta Sales And Marketing
  Jacksonville, VA
• 02/2020 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Richmond, VA

Previous Registrations

• 2018-05-04 → 2020-02-20
  Wells Fargo Clearing Services, Llc
  Goochland, VA
  Richmond, VA

Other Businesses

I*3081265, Entity Type: Entity For Profit, Name of OBA: Emerald Outdoor Solutions LLC, Address: Powhatan, Virginia, 23139, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 06/01/2025, No Hours: 10 Monthly, No Hours during Trading: 0 Monthly, Duties: Help out the other 50% owner on weekends, Pressure Washing Side Business

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-05-04
• S63 Uniform Securities Agent State Law Examination
  2018-04-12

Other Names

• Michael Walthall
• Michael Joseph Walthall