Marissa Nicole Beatty

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-06-14

PA RA
APPROVED

Since 2024-06-14

Branch Locations

Brookville, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Investacorp Inc	Miami	FL	08/2018	07/2020
Clarion University Small Business Development Center	Clarion	PA	09/2016	05/2018
Jcpenney Corp.	Clarion	PA	08/2014	04/2018
Northwest Bank	Cranbery	PA	05/2017	08/2017
Barber Financial Co	Dubois	PA	05/2018	Present
Investacorp Advisory Services	Miami	FL	04/2019	07/2020
Securities America, Inc.	Dubois	PA	07/2020	06/2024
Securities America Advisors, Inc.	Dubois	PA	07/2020	06/2024
Osaic Wealth, Inc.	Dubois	PA	06/2024	Present
Osaic Wealth, Inc.	Dubois	PA	06/2024	Present

08/2018 → 07/2020

Investacorp Inc

Miami, FL
09/2016 → 05/2018

Clarion University Small Business Development Center

Clarion, PA
08/2014 → 04/2018

Jcpenney Corp.

Clarion, PA
05/2017 → 08/2017

Northwest Bank

Cranbery, PA
05/2018 → Present

Barber Financial Co

Dubois, PA
04/2019 → 07/2020

Investacorp Advisory Services

Miami, FL
07/2020 → 06/2024

Securities America, Inc.

Dubois, PA
07/2020 → 06/2024

Securities America Advisors, Inc.

Dubois, PA
06/2024 → Present

Osaic Wealth, Inc.

Dubois, PA
06/2024 → Present

Osaic Wealth, Inc.

Dubois, PA

Previous Registrations

2020-07-17 → 2024-06-14

Securities America Advisors, Inc.

Dubois, PA
2019-04-24 → 2020-07-17

Investacorp Advisory Services Inc

Dubois, PA

Other Businesses

1. HIGHLAND CAPITAL BROKERAGE POSITION: Licensed Agent NATURE: Insurance products INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2023 ADDRESS: 105 Sayer Street, Brookville PA 15825, United States DESCRIPTION: Life insurance, fixed annuities and disability for existing and new clients. 2. SHEFFER PROPERTIES LLC POSITION: Owner NATURE: Sheffer Properties LLC is a company that will be used for purchase of commercial real estate. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 4 START DATE: 07/25/2023 ADDRESS: 105 Sayer Street, Brookville PA 15825, United States DESCRIPTION: Owner/Manager

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-04-19

S66 Uniform Combined State Law Examination

2019-04-19

Designations

Certified Financial Planner

Other Names

Marissa Nicole Sheffer

View on SEC IAPD