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Edwin Anthony Koenen

Wells Fargo Clearing Services, LLC

Minneapolis, MN

Minneapolis, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2018-07-09
  • MN RA
    APPROVED
    Since 2018-07-09

Branch Locations

2329 Central Ave Ne, Minneapolis, MN 55418 • United States

90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Fridley MN 06/2008 Present
Wells Fargo Clearing Services Llc Fridley MN 01/2018 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-07
S63 Uniform Securities Agent State Law Examination 2018-06-09
  • S65 Uniform Investment Adviser Law Examination
    2018-07-07
  • S63 Uniform Securities Agent State Law Examination
    2018-06-09
Other Names
  • Edwin Anthony Koenen

View on SEC IAPD

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