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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2022-03-09
  • AL RA
    APPROVED
    Since 2022-03-09

Branch Locations

2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States

619 Boll Weevil Circle, Enterprise, AL 36330 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearindg Services, Llc. Dothan AL 01/2018 Present
Wells Fargo Bank Whittier CA 01/2013 11/2016
Wells Fargo Bank Dothan AL 11/2016 Present
  • 01/2018 → Present
    Wells Fargo Clearindg Services, Llc.
    Dothan, AL
  • 01/2013 → 11/2016
    Wells Fargo Bank
    Whittier, CA
  • 11/2016 → Present
    Wells Fargo Bank
    Dothan, AL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-02
S63 Uniform Securities Agent State Law Examination 2018-06-11
  • S65 Uniform Investment Adviser Law Examination
    2022-02-02
  • S63 Uniform Securities Agent State Law Examination
    2018-06-11
Other Names
  • Jennilene Cabero Guico
  • Jennilene Guico

View on SEC IAPD

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