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Jacob J Spaeth

Charles Schwab & Co., Inc.

Peoria, AZ

Phoenix, AZ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-06-05
CA RA APPROVED 2019-05-20
  • AZ RA
    APPROVED
    Since 2023-06-05
  • CA RA
    APPROVED
    Since 2019-05-20

Branch Locations

16165 North 83Rd Ave Suite #200, Peoria, AZ 85382 • United States

6350 N. 24Th Street, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 01/2018 Present
The Money Source Inc. Pheonix AZ 05/2017 11/2017
Quicken Loans Inc. Scottsdale AZ 06/2016 03/2017
Charles Schwab Bank, Ssb Phoenix AZ 05/2020 Present
  • 01/2018 → Present
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 05/2017 → 11/2017
    The Money Source Inc.
    Pheonix, AZ
  • 06/2016 → 03/2017
    Quicken Loans Inc.
    Scottsdale, AZ
  • 05/2020 → Present
    Charles Schwab Bank, Ssb
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-20
S63 Uniform Securities Agent State Law Examination 2018-08-15
  • S66 Uniform Combined State Law Examination
    2019-05-20
  • S63 Uniform Securities Agent State Law Examination
    2018-08-15
Designations
Other Names
  • Jake Spaeth
  • Jacob Jerome Spaeth

View on SEC IAPD

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