George Elliot Carter

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2007 → 08/2023
  Minnesota Life Insurance Co
  St. Paul, MN
• 04/2007 → 08/2023
  Securian Financial Services, Inc
  St. Paul, MN
• 06/2014 → Present
  Allied Wealth Partners
  Parsippany, NJ
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Parsippany, NJ
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2007-04-30 → 2023-08-10
  Securian Financial Services, Inc.
  Parsippany, NJ
  St. Paul, MN
• 2002-04-19 → 2007-04-13
  Equitable Advisors, Llc
  Stamford, CT
  Stamford, CT

Other Businesses

ALLIED WEALTH PARTNERS POSITION: Salesperson NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/01/2010 ADDRESS: , Parsipanny NJ , United States DESCRIPTION: Salesperson

Exams

• S66 Uniform Combined State Law Examination
  1999-03-12

Other Names

• George E Carter