Katelyn Alexis Cerullo

Employer firm

D.a. Davidson & Co. CRD 199

$41.8B regulatory AUM 1,050 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2018 → 11/2020
  Kms Financial Services, Inc.
  Seattle, WA
• 09/2017 → 01/2018
  Salal Credit Union
  Seattle, WA
• 09/2008 → 12/2017
  Fred Meyer
  Kirkland, WA
• 11/2020 → 06/2024
  Securities America Advisors, Inc.
  Denver & Aurora, CO
• 10/2020 → 06/2024
  Securities America, Inc.
  Denver & Aurora, CO
• 06/2024 → 07/2024
  Osaic Wealth, Inc.
  Aurora, CO
• 06/2024 → 07/2024
  Osaic Wealth, Inc.
  Aurora, CO
• 07/2024 → 07/2024
  Unemployed
  Aurora, CO
• 07/2024 → Present
  D.A. Davidson & Co.
  Aurora, CO
• 12/2023 → 07/2024
  American Portfolios Financial Services, Inc.
  Aurora, CO
• 12/2023 → 07/2024
  Osaic Institutions, Inc.
  Aurora, CO
• 12/2023 → 07/2024
  Triad Advisors, Llc
  Aurora, CO
• 12/2023 → 01/2024
  Woodbury Financial Services, Inc.
  Aurora, CO
• 01/2019 → 11/2020
  Kms Financial Services, Inc.
  Seattle, WA

Previous Registrations

• 2024-06-14 → 2024-07-10
  Osaic Wealth, Inc.
  Scottsdale, AZ
• 2020-11-06 → 2024-06-14
  Securities America Advisors, Inc.
  Aurora, CO
  Denver, CO
• 2019-01-02 → 2020-11-06
  Kms Financial Services, Inc.
  Seattle, WA
  Seattle, WA

Other Businesses

LOWE'S INCENTIVISED REVIEWER PROGRAM; NON-INVESTMENT RELATED; MOORESVILLE, NC; CORPORATION; REVIEWER; START 11/12/24; 1 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; I WRITE REVIEWS FOR PURCHASED PRODUCTS.

Exams

• S66 Uniform Combined State Law Examination
  2019-01-02

Other Names

• Katelyn Alexis Jones