Best Investors
Account
Sign in
Best Investors
Account
Sign in
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-05-30 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 06/2011 | Present |
| Tiaa | Charlotte | NC | 06/2011 | Present |
ROCKWOOD CANE CORSO POSITION: Owner/Breeder NATURE: Animal Production INVESTMENT RELATED: No NUMBER OF HOURS: 31 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2022 ADDRESS: Home Address, Charlotte NC 28215, United States DESCRIPTION: Animal Production
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 2003-09-04 |
Reach out to this advisor